Personnel Hong Kong SFC License Details (ID 31063383)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	Rep	Dealing in futures contracts	2025-10-06	2025-11-26
	Rep	Advising on securities	2023-12-27	2025-11-26
	Rep	Dealing in securities	2023-12-27	2025-11-26
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2023-12-27	2025-11-26
	Rep	Dealing in securities	2023-12-27	2025-11-26
CLSA LIMITED	Rep	Dealing in securities	2023-12-27	2025-11-26