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Lu, Jie (SFC:BUO777) 鲁杰 Hong Kong SFC License Details (ID 31414343)
Lu, Jie (SFC:BUO777) 鲁杰
SFC ID:
BUO777
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CITIC Securities (Hong Kong) Limited
Rep
Advising on corporate finance
2024-03-04
2024-10-17
Rep
Advising on securities
2024-03-04
2024-10-17
CLSA LIMITED
Rep
Dealing in securities
2024-03-04
2024-10-17