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Personnel Hong Kong SFC License Details (ID 31760405)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CITIC Securities (Hong Kong) Limited
Rep
Advising on corporate finance
2024-05-06
2024-06-29
Rep
Advising on securities
2024-05-06
2024-06-29
CLSA LIMITED
Rep
Dealing in securities
2024-05-06
2024-06-29