Personnel SFC Licences and HKMA Registrations (ID 31953787)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2026-09-29	-
	Rep	Dealing in securities	2026-09-29	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Leveraged foreign exchange trading	2025-08-20	2026-08-31
	Rep	Advising on securities	2024-06-19	2026-08-31
	Rep	Dealing in futures contracts	2024-06-19	2026-08-31
	Rep	Dealing in securities	2024-06-19	2026-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.