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Xie, Liyuan (SFC:BUY041) 谢立元 Hong Kong SFC License Details (ID 31962415)
Xie, Liyuan (SFC:BUY041) 谢立元
SFC ID:
BUY041
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CITIC Securities (Hong Kong) Limited
Rep
Advising on corporate finance
2024-06-21
-
Rep
Advising on securities
2024-06-21
-
CLSA LIMITED
Rep
Dealing in securities
2024-06-21
-