Personnel SFC Licences and HKMA Registrations (ID 32720240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2026-09-21	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2026-09-21	-
	Rep	Dealing in securities	2026-09-21	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2024-12-11	2026-06-01
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on futures contracts	2024-12-11	2026-06-01
	Rep	Advising on securities	2024-12-11	2026-06-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2024-12-11	2026-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.