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Cao, Yang (SFC:BWH474) 曹扬 SFC Licences and HKMA Registrations (ID 33553002)
Cao, Yang (SFC:BWH474) 曹扬
SFC ID:
BWH474
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED
Rep
Advising on corporate finance
2025-06-09
-
Rep
Dealing in securities
2025-06-09
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.