| METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-08 | 2018-03-31 |
| ORIENT SECURITIES LIMITED | RO | Advising on securities | 2005-03-30 | 2014-10-21 |
| RO | Dealing in securities | 2004-08-13 | 2014-10-21 |
| Rep | Dealing in securities | 2004-07-31 | 2004-08-13 |
| METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-08 | 2004-07-20 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Advising on futures contracts | - | 2003-05-29 |
| RO | Asset management | - | 2003-05-29 |
| RO | Dealing in futures contracts | - | 2003-07-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Advising on corporate finance | - | 2003-05-29 |
| RO | Advising on securities | - | 2003-05-29 |
| RO | Asset management | - | 2003-05-29 |
| RO | Providing automated trading services | - | 2003-07-15 |
| RO | Dealing in securities | - | 2003-07-15 |
| SHENYIN WANGUO BROKERAGE (H.K.) LIMITED | RO | Advising on corporate finance | - | 2003-05-29 |
| RO | Advising on securities | - | 2003-05-29 |
| RO | Asset management | - | 2003-05-29 |
| RO | Dealing in securities | - | 2003-05-29 |