Personnel Hong Kong SFC License Details (ID 52909)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	RO	Advising on futures contracts	2007-03-13	2009-06-30
CLSA RESEARCH LIMITED	RO	Advising on securities	2006-11-14	2009-06-30
CLSA LIMITED	RO	Dealing in securities	2003-07-25	2009-06-30
CLSA FUTURES LIMITED	RO	Advising on futures contracts	-	2003-07-02
	RO	Asset management	-	2003-07-02
	RO	Dealing in futures contracts	-	2009-06-30