Personnel Hong Kong SFC License Details (ID 55421)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	RO	Advising on securities	2021-04-15	2021-08-27
	RO	Asset management	2021-04-15	2021-08-27
CLSA LIMITED	Rep	Dealing in securities	2019-09-03	2021-08-27
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2009-02-18	2019-08-26
	Rep	Advising on securities	2009-02-18	2021-04-15
	Rep	Asset management	2009-02-18	2021-04-15
PAMA GROUP (HONG KONG) LIMITED	Rep	Advising on securities	2005-05-03	2008-02-15