| ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2012-09-07 | 2019-04-30 |
| Rep | Dealing in futures contracts | 2011-09-14 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2011-04-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-07 | 2011-04-01 |
| ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-15 | 2010-09-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-10-24 | 2008-07-21 |
| REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-12 | 2006-02-10 |
| ADMIS Hong Kong Limited | Rep | Asset management | 2003-04-01 | 2004-09-25 |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-04-11 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-09-01 |