Personnel Hong Kong SFC License Details (ID 62999)

Personnel Hong Kong SFC License Details (ID 62999)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Maxa Asset Management Limited	RO	Advising on securities	2021-03-03	-
MAXA CAPITAL LIMITED	RO	Advising on corporate finance	2019-11-08	-
	RO	Dealing in securities	2019-11-08	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2014-11-24	2019-10-28
	RO	Advising on securities	2014-11-24	2019-10-28
	RO	Dealing in securities	2014-11-24	2019-10-28
	Rep	Advising on corporate finance	2014-08-12	2014-11-24
	Rep	Advising on securities	2014-08-12	2014-11-24
	Rep	Dealing in securities	2014-08-12	2014-11-24
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	Advising on corporate finance	2007-03-20	2014-07-25
	Rep	Advising on corporate finance	2006-08-17	2007-03-20
Joy Silver Limited	RO	Advising on corporate finance	2005-11-18	2006-07-14
	Rep	Advising on corporate finance	2003-04-01	2005-11-18