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Sham, Winda Pik Yan 岑碧茵 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 64375)

Sham, Winda Pik Yan 岑碧茵

SFC ID:AEO682

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFAT affirms SFC decision to suspend Winda Sham Pik Yan for operating secret account

SFC, 22-Feb-2011

Orgs

People

Ms Winda Sham Pik Yan v SFC

SFAT, 18-Feb-2011

"We did not find Ms Sham to be a witness worthy of belief."

Orgs

People