Sham, Winda Pik Yan 岑碧茵

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2011-11-25	-
	Rep	Dealing in securities	2011-11-25	-
	Rep	Dealing in futures contracts	2009-11-11	2011-02-21
	Rep	Dealing in securities	2009-11-11	2011-02-21
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-27	2009-09-26
	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2009-09-26
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in futures contracts	2003-04-01	2003-12-12

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2011-11-25	-
	Rep	Dealing in securities	2011-11-25	-
	Rep	Dealing in futures contracts	2009-11-11	2011-02-21
	Rep	Dealing in securities	2009-11-11	2011-02-21
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-27	2009-09-26
	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2009-09-26
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in futures contracts	2003-04-01	2003-12-12