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Walker, James Russell (SFC:AAB473) Hong Kong SFC License Details (ID 64881)
Walker, James Russell (SFC:AAB473)
SFC ID:
AAB473
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CLSA LIMITED
RO
Advising on corporate finance
-
2004-02-24
RO
Advising on securities
-
2004-02-24
RO
Asset management
-
2004-02-24
RO
Dealing in securities
-
2004-02-24