Personnel Hong Kong SFC License Details (ID 67401)

Personnel Hong Kong SFC License Details (ID 67401)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-25	2019-09-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-04-23	2015-03-16
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-09-30	2010-04-01
	Rep	Dealing in securities	2009-08-19	2012-02-03
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2008-03-10	2009-08-10
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-03
	Rep	Advising on securities	-	2004-02-03
	Rep	Asset management	-	2004-02-03
	Rep	Dealing in securities	-	2006-06-10