Personnel Hong Kong SFC License Details (ID 67405)

Personnel Hong Kong SFC License Details (ID 67405)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-12-05	2018-07-31
	Rep	Providing automated trading services	2014-10-09	2015-11-30
	Rep	Dealing in securities	2014-10-09	2018-07-31
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-01-02	2014-10-02
	RO	Dealing in securities	2012-06-28	2014-10-02
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-04-20	2014-10-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-04-20	2012-06-28
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-09-07	2010-04-01
	Rep	Dealing in securities	2009-09-07	2012-02-03
MF Securities Hong Kong Limited	Rep	Advising on securities	2009-03-18	2009-09-06
	Rep	Dealing in securities	2009-03-02	2009-09-06
CLSA LIMITED	Rep	Dealing in securities	2003-07-17	2009-01-23