| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2021-09-08 | - |
| Rep | Dealing in securities | 2021-09-08 | - |
| GEO Securities Limited | RO | Advising on securities | 2017-12-21 | 2018-08-24 |
| RO | Dealing in securities | 2017-12-21 | 2018-08-24 |
| Rep | Advising on securities | 2017-10-18 | 2017-12-21 |
| Rep | Dealing in securities | 2017-10-18 | 2017-12-21 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2016-11-01 | 2017-09-13 |
| KuCoin HK Limited | Rep | Advising on securities | 2016-08-24 | 2017-09-13 |
| Rep | Dealing in securities | 2016-07-22 | 2017-09-13 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-01-07 | 2015-04-06 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-01-07 | 2015-04-06 |
| Rep | Dealing in futures contracts | 2015-01-07 | 2015-04-06 |
| Rep | Dealing in securities | 2015-01-07 | 2015-04-06 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2014-02-21 | 2014-05-31 |
| Rep | Advising on securities | 2013-12-17 | 2014-05-31 |
| Rep | Dealing in securities | 2013-12-17 | 2014-05-31 |
| ABCI Securities Company Limited | Rep | Advising on securities | 2013-02-19 | 2013-08-03 |
| Rep | Dealing in securities | 2011-09-09 | 2013-08-03 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-09-03 | 2011-09-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-03 | 2011-09-01 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2006-12-11 | 2008-09-02 |
| Rep | Dealing in securities | 2006-11-01 | 2008-09-02 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-05-22 | 2006-08-14 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-04-01 | 2005-03-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-04-01 | 2005-03-10 |