Ko, Raymond 高力文

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2011-10-24	2012-12-11
	Rep	Dealing in securities	2011-10-24	2012-12-11
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2010-10-04	2011-10-24
	Rep	Dealing in securities	2010-10-04	2011-10-24
EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES)	Rep	Dealing in securities	2010-01-18	2010-08-27
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2008-10-08	2009-09-18
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-16
	Rep	Advising on securities	-	2004-03-16
	Rep	Asset management	-	2004-03-16
	Rep	Dealing in securities	-	2009-09-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2011-10-24	2012-12-11
	Rep	Dealing in securities	2011-10-24	2012-12-11
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2010-10-04	2011-10-24
	Rep	Dealing in securities	2010-10-04	2011-10-24
EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES)	Rep	Dealing in securities	2010-01-18	2010-08-27
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2008-10-08	2009-09-18
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-16
	Rep	Advising on securities	-	2004-03-16
	Rep	Asset management	-	2004-03-16
	Rep	Dealing in securities	-	2009-09-18