| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited | RO | Advising on securities | 2022-06-15 | - |
| RO | Asset management | 2022-06-15 | - | |
| AMPLE CAPITAL LIMITED | RO | Advising on securities | 2020-05-22 | 2022-03-28 |
| RO | Asset management | 2018-11-15 | 2022-03-28 | |
| Alpha Financial Group Limited | Rep | Dealing in securities | 2007-01-08 | 2019-08-30 |
| AMPLE CAPITAL LIMITED | Rep | Asset management | 2007-01-08 | 2018-11-15 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2005-06-08 | 2006-12-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-06-08 | 2006-12-29 |
| CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2003-11-27 | 2005-06-06 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-11-27 | 2005-06-06 |
| Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-10 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-10 | |
| Rep | Asset management | 2003-04-01 | 2003-11-10 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-11-10 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-11-10 |
No HKMA registrations in the collected records.