Personnel Hong Kong SFC License Details (ID 69004)

Personnel Hong Kong SFC License Details (ID 69004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2018-12-14	2022-03-16
	Rep	Advising on corporate finance	2018-12-03	2018-12-14
	Rep	Dealing in securities	2018-12-03	2022-03-16
CITIC Securities (Hong Kong) Limited	RO	Advising on corporate finance	2015-11-11	2016-11-26
	Rep	Advising on corporate finance	2015-10-14	2015-11-11
	Rep	Advising on securities	2015-10-14	2016-11-26
CLSA LIMITED	Rep	Advising on securities	2015-10-14	2016-11-26
	Rep	Dealing in securities	2015-10-14	2016-11-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2015-04-28	2015-09-11
	Rep	Advising on corporate finance	2014-10-24	2015-04-28
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	Advising on corporate finance	2011-01-26	2014-10-10
	RO	Advising on corporate finance	2008-04-03	2010-08-31
	Rep	Advising on corporate finance	2005-06-28	2008-04-03