| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-03-09 | 2023-09-23 |
| Rep | Dealing in securities | 2017-03-09 | 2023-09-23 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2016-07-05 | 2017-01-04 |
| Rep | Dealing in securities | 2016-07-05 | 2017-01-04 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-18 | 2016-01-21 |
| Rep | Dealing in securities | 2010-08-18 | 2016-01-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2010-05-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-06-11 | 2010-05-12 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2010-05-12 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-06 | 2004-05-17 |
| Rep | Dealing in futures contracts | 2003-12-06 | 2004-05-17 |
| Rep | Advising on corporate finance | - | 2003-12-02 |
| Rep | Asset management | - | 2003-12-02 |
| Rep | Providing automated trading services | - | 2003-12-02 |
| Rep | Advising on securities | - | 2004-05-17 |
| Rep | Dealing in securities | - | 2004-05-17 |
| J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | - | 2003-12-03 |
| Rep | Providing automated trading services | - | 2003-12-03 |
| Rep | Advising on futures contracts | - | 2003-12-06 |
| Rep | Dealing in futures contracts | - | 2003-12-06 |