Webb-site Legacy

Lam, Chi Kwan (SFC:AGA429) 林志坤

SFC ID:AGA429

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Premia Partners Company Limited	Rep	Asset management	2017-05-29	2019-01-11
Alpine River Capital Management (HK) Limited	Rep	Asset management	2015-06-08	2015-11-30
BlackRock Asset Management North Asia Limited	Rep	Dealing in futures contracts	2012-11-02	2014-01-06
	Rep	Advising on securities	2012-07-31	2014-01-06
	Rep	Asset management	2012-07-31	2014-01-06
	Rep	Dealing in securities	2012-07-31	2014-01-06
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2009-02-02	2014-01-06
	Rep	Asset management	2009-02-02	2014-01-06
	Rep	Dealing in securities	2009-02-02	2014-01-06
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2007-09-17	2009-01-01
	Rep	Advising on securities	2007-09-17	2009-01-01
	Rep	Asset management	2007-09-17	2009-01-01
	Rep	Dealing in futures contracts	2007-09-17	2009-01-01
	Rep	Dealing in securities	2007-07-17	2009-01-01
CLSA LIMITED	Rep	Dealing in securities	2005-04-13	2007-05-28
DNB Asset Management (Asia) Limited	Rep	Advising on corporate finance	-	2003-11-06
	Rep	Advising on securities	-	2003-11-06
	Rep	Asset management	-	2005-03-23