Personnel Hong Kong SFC License Details (ID 70265)

Personnel Hong Kong SFC License Details (ID 70265)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-01-18	2012-02-11
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2011-01-18	2012-02-11
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-15	2010-11-27
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-02-04	2009-05-08
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2008-01-10	2009-05-08
	Rep	Advising on securities	2006-10-18	2008-01-07