| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-05-08 | 2023-04-13 |
| Rep | Dealing in securities | 2018-05-08 | 2023-04-13 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2018-05-08 | 2023-04-13 |
| Rep | Dealing in securities | 2018-05-08 | 2023-04-13 |
| CLSA LIMITED | Rep | Dealing in securities | 2014-06-26 | 2018-01-03 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2014-03-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-28 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2009-11-26 | 2014-03-31 |
| Rep | Dealing in securities | 2009-07-02 | 2014-03-31 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-06-24 | 2009-04-29 |
| Rep | Advising on securities | 2008-06-24 | 2009-04-29 |
| Rep | Dealing in futures contracts | 2008-06-24 | 2009-04-29 |
| Rep | Dealing in securities | 2008-06-05 | 2009-04-29 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-04-02 | 2009-04-29 |