Personnel Hong Kong SFC License Details (ID 70691)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-06-01	2012-04-11
Cephei Capital Management (Hong Kong) Limited	Rep	Asset management	2007-07-30	2008-12-31
CLSA LIMITED	Rep	Advising on securities	2005-04-21	2007-04-12