| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2026-03-02 | - |
| RO | Dealing in futures contracts | 2026-03-02 | - | |
| RO | Dealing in securities | 2026-03-02 | - | |
| Rep | Advising on securities | 2026-01-06 | 2026-03-02 | |
| Rep | Dealing in futures contracts | 2026-01-06 | 2026-03-02 | |
| Rep | Dealing in securities | 2026-01-06 | 2026-03-02 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-10 | 2015-07-10 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2008-10-29 | 2011-12-30 |
No HKMA registrations in the collected records.