Webb-site Legacy

Lu, Rong (SFC:ACB322) 陸戎

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASCENT FINANCIAL PARTNERS LIMITED	RO	Dealing in securities	2020-08-04	2022-11-14
	RO	Advising on securities	2020-08-04	2024-12-31
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	Dealing in securities	2017-11-14	2018-02-26
	RO	Advising on securities	2017-11-14	2018-12-31
	RO	Asset management	2017-11-14	2018-12-31
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Asset management	2014-08-22	2017-04-28
	RO	Advising on corporate finance	2014-08-05	2017-04-28
	RO	Advising on securities	2014-04-29	2017-04-28
	RO	Dealing in futures contracts	2014-04-29	2017-04-28
	RO	Dealing in securities	2014-04-29	2017-04-28
	Rep	Advising on securities	2014-03-31	2014-04-29
	Rep	Dealing in futures contracts	2014-03-31	2014-04-29
	Rep	Dealing in securities	2014-03-31	2014-04-29
	Rep	Asset management	2014-03-31	2014-08-22
BOCI ASIA LIMITED	RO	Advising on corporate finance	2010-03-19	2014-01-27
	RO	Dealing in securities	2010-03-19	2014-01-27
BOCI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2010-03-19	2014-01-27
BOCI SECURITIES LIMITED	RO	Advising on securities	2010-03-19	2014-01-27
	RO	Dealing in futures contracts	2010-03-19	2014-01-27
	RO	Dealing in securities	2010-03-19	2014-01-27
BOCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-10-30	2010-03-19
	Rep	Asset management	2009-10-30	2014-01-27
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2006-07-25	2010-03-19
	Rep	Dealing in securities	2006-07-25	2010-03-19
BOCI SECURITIES LIMITED	Rep	Advising on securities	2006-07-25	2010-03-19
	Rep	Dealing in futures contracts	2006-07-25	2010-03-19
	Rep	Dealing in securities	2006-07-25	2010-03-19