Personnel Hong Kong SFC License Details (ID 70766)

Personnel Hong Kong SFC License Details (ID 70766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arrowpoint Investment Partners (Hong Kong) Limited	Rep	Asset management	2026-06-01	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2018-03-20	2026-03-20
	Rep	Dealing in securities	2018-03-20	2026-03-20
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-05-07	2018-02-16
	Rep	Advising on securities	2015-05-07	2018-02-16
CLSA LIMITED	Rep	Dealing in securities	2015-05-07	2018-02-16
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2014-05-26	2015-01-08
	Rep	Advising on securities	2014-05-26	2015-01-08
	Rep	Dealing in securities	2014-05-26	2015-01-08
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2010-09-20	2014-05-08
	Rep	Dealing in securities	2010-09-20	2014-05-08
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2010-09-20	2014-05-08