Wai, Andy To Chung 韋道聰

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2025-11-17	-
	RO	Advising on securities	2025-11-17	-
	RO	Dealing in securities	2025-11-17	-
	Rep	Advising on corporate finance	2025-08-22	2025-11-17
	Rep	Advising on securities	2025-08-22	2025-11-17
	Rep	Dealing in securities	2025-08-22	2025-11-17
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2024-05-14	2024-06-11
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in securities	2024-05-14	2024-06-11
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2024-01-23	2024-05-14
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2024-01-23	2024-05-14
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2021-06-18	2023-11-29
	RO	Advising on securities	2021-06-18	2023-11-29
	RO	Dealing in securities	2021-06-18	2023-11-29
	Rep	Advising on corporate finance	2021-04-19	2021-06-18
	Rep	Advising on securities	2021-04-19	2021-06-18
	Rep	Dealing in securities	2021-04-19	2021-06-18
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-01-07	2021-04-07
	Rep	Advising on securities	2018-11-01	2021-04-07
	Rep	Dealing in securities	2018-11-01	2021-04-07
	Rep	Advising on corporate finance	2018-10-24	2019-01-07
BOCI ASIA LIMITED	RO	Advising on corporate finance	2012-09-11	2018-09-17
	Rep	Dealing in securities	2006-05-12	2012-08-07
	Rep	Advising on corporate finance	2006-05-12	2012-09-11
ICEA CAPITAL LIMITED	Rep	Dealing in securities	2004-12-24	2006-05-08
	Rep	Advising on corporate finance	2004-12-22	2006-05-08
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2004-07-08	2004-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.