Personnel Hong Kong SFC License Details (ID 70813)

Personnel Hong Kong SFC License Details (ID 70813)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2026-06-23	-
ORIENT CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2018-10-18	2023-06-30
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2018-10-18	2023-06-30
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-08-15	2018-10-18
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-08-15	2018-10-18
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2017-10-24	2018-07-04
	RO	Dealing in securities	2017-10-24	2018-07-04
	Rep	Advising on corporate finance	2016-03-14	2017-10-24
	Rep	Dealing in securities	2016-03-14	2017-10-24
	Rep	Advising on securities	2016-03-14	2018-07-04
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-07-10	2015-12-04
	Rep	Dealing in securities	2014-07-10	2015-12-04
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2006-02-17	2014-06-12