| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2018-08-31 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2015-08-05 | - |
| RO | Dealing in securities | 2015-08-05 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-24 | 2018-08-31 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-24 | 2015-08-05 |
| Standard Chartered Securities (Hong Kong) Limited | RO | Advising on securities | 2014-09-01 | 2015-03-04 |
| RO | Dealing in securities | 2014-09-01 | 2015-03-04 |
| Rep | Advising on securities | 2012-05-03 | 2014-09-01 |
| Rep | Dealing in securities | 2012-05-03 | 2014-09-01 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-01-10 | 2012-03-02 |
| RO | Dealing in securities | 2010-09-03 | 2012-03-02 |
| Rep | Dealing in securities | 2010-06-23 | 2010-09-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-10 | 2010-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-07 | 2010-05-31 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-05-07 | 2010-05-31 |
| CLSA LIMITED | Rep | Dealing in securities | 2004-07-19 | 2007-04-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-05 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-05 |
| Rep | Asset management | 2003-04-01 | 2004-06-05 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-05 |
| Rep | Dealing in securities | 2003-04-01 | 2004-06-05 |