| BLUESTONE SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2019-05-03 | 2022-09-12 |
| Rep | Dealing in securities | 2019-03-01 | 2019-05-03 |
| Hong Kong Securities (International) Company Limited | RO | Dealing in securities | 2017-03-29 | 2017-07-12 |
| TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2015-06-11 | 2016-03-08 |
| RO | Dealing in securities | 2015-06-11 | 2016-03-08 |
| Rep | Dealing in futures contracts | 2015-05-26 | 2015-06-11 |
| Rep | Dealing in securities | 2015-05-26 | 2015-06-11 |
| Mason Securities Limited | Rep | Dealing in securities | 2014-05-14 | 2015-05-18 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-14 | 2015-05-18 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2012-09-06 | 2014-05-01 |
| Rep | Dealing in futures contracts | 2012-04-23 | 2014-05-01 |
| Rep | Dealing in securities | 2012-04-23 | 2014-05-01 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-27 | 2012-03-30 |
| Rep | Dealing in securities | 2011-09-27 | 2012-03-30 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2011-09-14 |
| Rep | Dealing in futures contracts | 2005-10-13 | 2011-09-14 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-27 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-27 | 2011-09-14 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2003-04-23 |
| Rep | Asset management | - | 2003-04-23 |
| Rep | Dealing in futures contracts | - | 2003-04-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | - | 2003-04-23 |
| Rep | Advising on securities | - | 2003-04-23 |
| Rep | Asset management | - | 2003-04-23 |
| Rep | Providing automated trading services | - | 2003-04-23 |
| Rep | Dealing in securities | - | 2003-04-23 |