| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2023-02-02 |
| Rep | Dealing in securities | 2017-02-13 | 2023-02-02 |
| Rep | Dealing in futures contracts | 2016-10-04 | 2017-02-12 |
| Rep | Dealing in securities | 2016-10-04 | 2017-02-12 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2014-11-21 |
| Rep | Dealing in futures contracts | 2005-11-11 | 2016-08-31 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-12 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-12 | 2016-08-31 |
| FT Securities Limited | Rep | Dealing in securities | 2004-04-15 | 2004-12-17 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-15 | 2004-12-17 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-03-31 |
| Rep | Asset management | - | 2004-03-31 |
| Rep | Dealing in futures contracts | - | 2004-04-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | - | 2003-09-11 |
| Rep | Advising on corporate finance | - | 2004-03-31 |
| Rep | Advising on securities | - | 2004-03-31 |
| Rep | Asset management | - | 2004-03-31 |
| Rep | Dealing in securities | - | 2004-04-01 |