Personnel Hong Kong SFC License Details (ID 71146)

Personnel Hong Kong SFC License Details (ID 71146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Securities Limited	Rep	Dealing in securities	2020-03-24	-
SPDB International Capital Limited	Rep	Dealing in securities	2019-12-02	-
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2012-09-06	2014-11-24
	Rep	Dealing in futures contracts	2011-09-01	2019-10-15
	Rep	Dealing in securities	2011-09-01	2019-10-15
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-02-08	2011-06-16
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-02-08	2011-06-16
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-02-08	2011-06-16
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-05-20	2010-11-29
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-05-20	2010-11-29
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-07-30	2008-11-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-05-05	2008-11-01