| Vision Asset Management (HK) Limited | RO | Advising on securities | 2022-08-10 | - |
| RO | Asset management | 2022-08-10 | - |
| RO | Dealing in securities | 2022-08-10 | - |
| Victoria Harbour International Financial Holdings Limited | RO | Advising on securities | 2022-02-10 | 2022-06-30 |
| RO | Asset management | 2022-02-10 | 2022-06-30 |
| RO | Dealing in securities | 2022-02-10 | 2022-06-30 |
| HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-09-01 | 2020-09-01 |
| Rep | Dealing in securities | 2020-09-01 | 2020-09-01 |
| RO | Advising on securities | 2020-09-01 | 2021-11-30 |
| RO | Dealing in securities | 2020-09-01 | 2021-11-30 |
| Standard Perpetual Securities Limited | RO | Dealing in securities | 2019-08-12 | 2019-12-12 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-04-01 | 2019-08-09 |
| Rep | Dealing in securities | 2009-04-01 | 2019-08-09 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2009-03-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-18 | 2009-03-27 |