Personnel Hong Kong SFC License Details (ID 71661)

Personnel Hong Kong SFC License Details (ID 71661)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2023-02-08	2026-07-23
	Rep	Asset management	2023-02-08	2026-07-23
HANTEC SECURITIES CO., LIMITED	RO	Dealing in securities	2019-11-13	2026-07-23
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2018-08-28	2026-07-23
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2018-08-28	2019-11-13
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2017-12-11	2018-08-02
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2017-12-11	2018-08-02
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2010-01-08	2017-11-30
	Rep	Dealing in securities	2008-04-16	2017-11-30