| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HK CAI FU JU ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-09-04 | - |
| Gulf Line Capital Advisors Limited | RO | Advising on securities | 2016-06-17 | 2017-08-18 |
| RO | Asset management | 2016-06-17 | 2017-08-18 | |
| W. Falcon Asset Management (Asia) Limited | Rep | Advising on securities | 2015-07-15 | 2016-04-29 |
| Rep | Asset management | 2015-07-15 | 2016-04-29 | |
| Rep | Dealing in securities | 2015-07-15 | 2016-04-29 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-07-23 | 2015-04-13 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-02 | 2015-04-13 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2013-09-05 | 2014-04-17 |
| Rep | Asset management | 2013-09-05 | 2014-04-17 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-05 | 2014-04-17 |
| CASH Wealth Management Limited | Rep | Asset management | 2011-07-06 | 2013-07-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-13 | 2013-07-19 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2007-11-14 | 2013-07-19 |
No HKMA registrations in the collected records.