| Seazen Resources Asset Management Limited | Rep | Advising on securities | 2022-01-13 | 2022-01-31 |
| Rep | Asset management | 2022-01-13 | 2022-01-31 |
| Rep | Dealing in securities | 2022-01-13 | 2022-01-31 |
| ZH SECURITIES LIMITED | RO | Advising on securities | 2020-05-12 | 2021-11-11 |
| RO | Asset management | 2020-05-12 | 2021-11-11 |
| RO | Dealing in securities | 2020-05-12 | 2021-11-11 |
| Rep | Advising on securities | 2020-03-13 | 2020-05-12 |
| Rep | Asset management | 2020-03-13 | 2020-05-12 |
| Rep | Dealing in securities | 2020-03-13 | 2020-05-12 |
| PARCHMENT CAPITAL LIMITED | RO | Advising on securities | 2018-10-08 | 2019-10-31 |
| RO | Asset management | 2018-10-08 | 2019-10-31 |
| PARCHMENT INVESTMENT LIMITED | RO | Dealing in securities | 2018-10-08 | 2019-10-31 |
| CHINA EAGLE ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-01-24 | 2018-07-31 |
| Rep | Asset management | 2017-11-14 | 2018-01-24 |
| China Reserve Securities Limited | RO | Advising on securities | 2016-12-16 | 2017-11-03 |
| RO | Asset management | 2016-11-08 | 2017-11-03 |
| ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-04-08 | 2016-10-11 |
| Rep | Asset management | 2016-02-05 | 2016-04-08 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-08-27 | 2016-01-23 |
| Rep | Asset management | 2014-08-27 | 2016-01-23 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-27 | 2016-01-23 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-27 | 2016-01-23 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Asset management | 2013-10-09 | 2014-08-24 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-26 | 2014-08-24 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2013-06-28 | 2014-08-24 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-06-28 | 2014-08-24 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2011-03-03 | 2013-06-15 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-03 | 2013-06-15 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-03 | 2013-06-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-26 | 2011-02-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-04-26 | 2011-02-24 |
| Rep | Dealing in securities | 2010-03-04 | 2011-02-24 |