Webb-site Legacy

Lam, Gloria Yuen Shan 林宛珊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-10-05	-
	Rep	Dealing in securities	2020-06-15	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-08-14	2020-02-15
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-06-27	2015-08-01
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2011-06-10	2014-06-03
	Rep	Dealing in securities	2011-06-10	2014-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.