Personnel Hong Kong SFC License Details (ID 72455)

Personnel Hong Kong SFC License Details (ID 72455)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Advising on securities	2023-06-21	-
CMB INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2018-08-01	-
CMB International Global Markets Limited	RO	Dealing in securities	2018-08-01	2022-05-05
CMB International Securities Limited	RO	Dealing in securities	2018-08-01	-
	Rep	Advising on securities	2018-06-27	2022-05-31
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-06-13	2018-08-01
CMB International Securities Limited	Rep	Dealing in securities	2018-06-13	2018-08-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2014-12-15	2018-05-28
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2014-08-11	2018-05-28
	Rep	Dealing in futures contracts	2014-05-02	2014-08-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-05-02	2014-12-15
SOUTH CHINA COMMODITIES LIMITED	RO	Dealing in futures contracts	2013-09-24	2014-01-21
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2013-09-24	2014-01-21
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-07-05	2013-09-24
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-07-05	2013-09-24
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-11-25	2013-06-15
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-11-25	2013-06-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-09-30	2010-11-07