| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB International Securities Limited | RO | Advising on securities | 2023-06-21 | - |
| CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2018-08-01 | - |
| CMB International Global Markets Limited | RO | Dealing in securities | 2018-08-01 | 2022-05-05 |
| CMB International Securities Limited | RO | Dealing in securities | 2018-08-01 | - |
| Rep | Advising on securities | 2018-06-27 | 2022-05-31 | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-06-13 | 2018-08-01 |
| CMB International Securities Limited | Rep | Dealing in securities | 2018-06-13 | 2018-08-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2014-12-15 | 2018-05-28 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2014-08-11 | 2018-05-28 |
| Rep | Dealing in futures contracts | 2014-05-02 | 2014-08-11 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-02 | 2014-12-15 |
| SOUTH CHINA COMMODITIES LIMITED | RO | Dealing in futures contracts | 2013-09-24 | 2014-01-21 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2013-09-24 | 2014-01-21 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-05 | 2013-09-24 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-05 | 2013-09-24 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-25 | 2013-06-15 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-25 | 2013-06-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-30 | 2010-11-07 |
No HKMA registrations in the collected records.