Chiu, Sze Lai 趙施麗

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2026-06-25	-
CLSA LIMITED	Rep	Dealing in securities	2015-12-21	-
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-05-27	2004-03-02
	Rep	Dealing in futures contracts	2003-05-13	2015-12-16
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2004-01-09
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-02
	Rep	Advising on securities	2003-04-01	2003-05-02
	Rep	Asset management	2003-04-01	2003-05-02
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2015-12-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2026-06-25	-
CLSA LIMITED	Rep	Dealing in securities	2015-12-21	-
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-05-27	2004-03-02
	Rep	Dealing in futures contracts	2003-05-13	2015-12-16
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2004-01-09
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-02
	Rep	Advising on securities	2003-04-01	2003-05-02
	Rep	Asset management	2003-04-01	2003-05-02
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2015-12-16