Personnel Hong Kong SFC License Details (ID 72540)

Personnel Hong Kong SFC License Details (ID 72540)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2021-10-15	2022-10-24
	Rep	Dealing in securities	2021-09-24	2022-10-24
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-04-19	2021-09-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-12-13	2021-04-07
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-06-08	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2016-09-01	2019-12-24
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-09-30	2021-04-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-09-30	2021-04-07
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-28	2015-09-02
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-09-02	2015-07-17
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-09-02	2015-07-17
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-08-18	2009-08-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-08-18	2009-08-28
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2005-10-12	2006-05-05
	Rep	Dealing in futures contracts	2004-02-27	2006-05-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-02-27	2006-05-05