Personnel Hong Kong SFC License Details (ID 72797)

Personnel Hong Kong SFC License Details (ID 72797)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTALINE SECURITIES LIMITED	Rep	Advising on securities	2026-03-13	-
	Rep	Dealing in securities	2026-03-13	-
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2024-11-05	-
	Rep	Dealing in securities	2024-11-05	-
	RO	Advising on securities	2016-05-12	2024-11-05
	RO	Dealing in securities	2016-05-12	2024-11-05
	Rep	Asset management	2015-12-11	-
	Rep	Advising on securities	2011-08-31	2015-09-20
	Rep	Dealing in securities	2011-08-31	2015-09-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-09-19	2008-08-09
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-02-03	2007-07-05
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2005-04-26	2006-01-24