| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in securities | 2018-04-30 | 2018-07-20 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2017-11-23 | 2018-01-09 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2017-11-18 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-02-16 | 2017-11-18 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-23 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-23 | 2016-06-30 |
| China Vered Securities Limited | Rep | Dealing in securities | 2014-08-19 | 2015-01-04 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-10-24 | 2014-03-18 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-03 | 2014-03-18 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-10-26 | 2007-10-27 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-17 | 2004-10-26 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2004-04-23 |
| Rep | Advising on securities | - | 2004-04-23 |
| Rep | Asset management | - | 2004-04-23 |
| Rep | Dealing in securities | - | 2004-07-27 |