| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-09-04 | - |
| Rep | Dealing in futures contracts | 2025-09-04 | - | |
| Rep | Dealing in securities | 2025-09-04 | - | |
| AA Investment Management Limited | Rep | Advising on securities | 2022-06-06 | 2024-06-15 |
| Rep | Dealing in securities | 2022-06-06 | 2024-06-15 | |
| LUZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-03-06 | 2019-12-29 |
| Huatai (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2017-07-03 | 2019-02-01 |
| RO | Dealing in futures contracts | 2017-04-11 | 2019-02-01 | |
| Rep | Dealing in futures contracts | 2017-02-03 | 2017-04-11 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-08-15 | 2017-01-23 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-08-15 | 2017-01-23 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-03-16 | 2016-08-14 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-09-29 | 2016-03-07 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-23 | 2014-09-11 |
| Rep | Dealing in securities | 2013-10-29 | 2014-09-11 | |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2011-12-20 | 2013-10-24 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-13 | 2013-10-24 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-13 | 2013-10-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-10 | 2010-07-01 |
| Rep | Dealing in securities | 2009-03-10 | 2010-07-01 | |
| FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2008-08-25 | 2009-03-06 |
No HKMA registrations in the collected records.