| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-02-18 | 2022-03-24 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-02-18 | 2022-03-24 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-09-09 | 2020-01-24 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-09 | 2020-01-24 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-09-17 | 2015-08-29 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-09-17 | 2015-08-29 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-02-22 | 2012-09-03 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-07-16 | 2012-09-03 |