Personnel Hong Kong SFC License Details (ID 73237)

Personnel Hong Kong SFC License Details (ID 73237)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2020-02-18	2023-10-10
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-02-18	2023-10-10
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-09-24	2020-01-24
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-09-24	2020-01-24
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2013-03-05	2015-09-19
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-08-21	2015-09-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-07-27	2012-08-17