Personnel SFC Licences and HKMA Registrations (ID 73320)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2025-05-29	-
	Rep	Dealing in securities	2025-05-29	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-12-16	2017-12-29
	Rep	Advising on securities	2015-12-16	2017-12-29
	Rep	Dealing in securities	2015-12-16	2017-12-29
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2008-11-18	2015-03-19
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2008-03-12	2008-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.