| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-07-08 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-24 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-17 | - |
| Rep | Advising on securities | 2016-02-05 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-02 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-25 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-08-17 | 2009-11-09 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-02-18 | 2009-03-12 |
No HKMA registrations in the collected records.