Personnel Hong Kong SFC License Details (ID 73357)

Personnel Hong Kong SFC License Details (ID 73357)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-07-08	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2019-09-24	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-09-17	-
	Rep	Advising on securities	2016-02-05	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-08-02	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2009-11-25	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-08-17	2009-11-09
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-02-18	2009-03-12